Governing AI in Financial Systems: Risk, Regulation, and Capital Accountability

In finance, you don’t get to “move fast and break things.” As AI takes on a larger role in underwriting, investment strategy, fraud detection, and compliance, the stakes shift from innovation to accountability. In this fireside chat, leaders across capital markets, legal policy, and compliance infrastructure explore how institutions are managing risk in systems that increasingly make decisions on their own. The conversation will examine how firms govern algorithmic models, navigate regulatory pressure, and maintain investor trust. Panelists will also explore how AI-driven decisions are monitored, recorded, and made auditable in real time. From fiduciary responsibility to data traceability and communications surveillance, the discussion highlights what it takes to ensure decisions are transparent, defensible, and compliant.